Personnel Hong Kong SFC License Details (ID 77003)

Personnel Hong Kong SFC License Details (ID 77003)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
TRITREE CAPITAL LIMITED	RO	Advising on securities	2022-07-27	-
	RO	Asset management	2022-07-27	-
MFG Limited (HK)	Rep	Advising on securities	2018-04-03	2021-09-17
	Rep	Asset management	2018-04-03	2021-09-17
Springboard Capital Limited	Rep	Advising on securities	2014-03-19	2018-03-29
	Rep	Asset management	2014-03-19	2018-03-29
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2011-08-08	2014-03-08
BCT Financial Limited	Rep	Advising on securities	2011-06-01	2011-08-01
	Rep	Dealing in securities	2011-06-01	2011-08-01
ALTRUIST FINANCIAL GROUP LIMITED	Rep	Advising on securities	2009-10-13	2009-11-03