Personnel Hong Kong SFC License Details (ID 77008)

Personnel Hong Kong SFC License Details (ID 77008)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
JINGDONG SECURITIES LIMITED	Rep	Dealing in securities	2017-09-27	2018-10-31
MODERN INNOVATIVE SECURITIES LIMITED	Rep	Dealing in securities	2016-12-07	2017-04-11
BETA INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2013-11-01	2015-04-20
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2011-07-15	2013-05-15
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2011-07-15	2013-05-15
Quam Securities Limited	Rep	Dealing in securities	2009-12-30	2011-06-30
	Rep	Advising on securities	2009-02-04	2011-06-30
Lion Global Financial Limited	Rep	Advising on securities	2007-02-27	2008-11-01
BMI FUNDS MANAGEMENT LIMITED	Rep	Advising on securities	2006-10-26	2006-11-20