| Greencourt Financial Co., Limited | RO | Dealing in securities | 2022-01-03 | - |
| VALUABLE CAPITAL LIMITED | Rep | Dealing in futures contracts | 2021-02-26 | 2021-12-03 |
| Rep | Dealing in securities | 2021-02-26 | 2021-12-03 |
| PHILLIP COMMODITIES (HK) LIMITED | Rep | Dealing in futures contracts | 2020-05-28 | 2020-11-19 |
| PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2020-04-29 | 2020-11-19 |
| WINWIN SECURITIES LIMITED | RO | Dealing in securities | 2019-06-19 | 2020-01-23 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2018-11-02 | 2019-05-29 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2018-11-02 | 2019-05-29 |
| South China Investment Management Limited | Rep | Asset management | 2017-08-09 | 2018-10-31 |
| SOUTH CHINA SECURITIES LIMITED | RO | Dealing in securities | 2017-04-26 | 2018-10-31 |
| SOUTH CHINA COMMODITIES LIMITED | Rep | Dealing in futures contracts | 2017-02-17 | 2018-10-31 |
| SOUTH CHINA SECURITIES LIMITED | Rep | Dealing in securities | 2017-02-17 | 2017-04-26 |
| DaoKou Securities Limited | RO | Dealing in securities | 2015-05-13 | 2017-01-22 |
| Rep | Dealing in securities | 2014-11-14 | 2015-05-13 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2013-11-14 | 2014-10-24 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2013-11-14 | 2014-10-24 |
| ADMIS Hong Kong Limited | Rep | Dealing in futures contracts | 2013-09-11 | 2013-09-18 |
| CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2013-04-18 | 2013-08-17 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2011-07-25 | 2013-08-17 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2011-07-25 | 2013-08-17 |
| Asia Pacific Securities Limited | Rep | Dealing in securities | 2009-02-04 | 2011-06-22 |
| CELESTIAL SECURITIES LIMITED | Rep | Providing automated trading services | 2003-11-14 | 2004-02-19 |
| Rep | Dealing in securities | 2003-11-14 | 2009-01-24 |
| Apricot Capital (Hong Kong) Limited | Rep | Advising on corporate finance | 2003-04-01 | 2003-11-01 |
| Rep | Advising on securities | 2003-04-01 | 2003-11-01 |
| Rep | Asset management | 2003-04-01 | 2003-11-01 |
| Rep | Dealing in securities | 2003-04-01 | 2003-11-01 |