| Peakhouse Asset Management Limited | RO | Dealing in securities | 2024-11-29 | - |
| RO | Advising on securities | 2023-12-18 | - |
| RO | Asset management | 2023-12-18 | - |
| Rep | Advising on securities | 2023-11-16 | 2023-12-18 |
| Rep | Asset management | 2023-11-16 | 2023-12-18 |
| Avenue Asset Management Limited (HK) | RO | Advising on securities | 2022-11-22 | 2023-10-28 |
| RO | Asset management | 2022-11-22 | 2023-10-28 |
| Avenue Family Office Limited | RO | Advising on securities | 2022-11-22 | 2023-10-28 |
| RO | Asset management | 2022-11-22 | 2023-10-28 |
| RO | Dealing in securities | 2022-11-22 | 2023-10-28 |
| Avenue Asset Management Limited (HK) | Rep | Advising on securities | 2020-05-18 | 2022-11-22 |
| Rep | Asset management | 2020-05-18 | 2022-11-22 |
| Avenue Family Office Limited | Rep | Advising on securities | 2020-05-18 | 2022-11-22 |
| Rep | Asset management | 2020-05-18 | 2022-11-22 |
| Rep | Dealing in securities | 2020-05-18 | 2022-11-22 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED | Rep | Advising on securities | 2017-02-20 | 2020-05-08 |
| Rep | Dealing in securities | 2015-05-07 | 2020-05-08 |
| CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2015-05-07 | 2020-05-08 |
| BOCOM International Securities Limited | Rep | Dealing in futures contracts | 2014-08-01 | 2015-04-24 |
| Rep | Dealing in securities | 2014-08-01 | 2015-04-24 |
| Crosby Securities Limited | Rep | Advising on securities | 2013-03-06 | 2013-12-27 |
| Rep | Asset management | 2013-03-06 | 2013-12-27 |
| Rep | Dealing in securities | 2013-03-06 | 2013-12-27 |
| CROSBY WEALTH MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2012-03-23 | 2012-09-28 |
| Rep | Advising on securities | 2012-02-13 | 2012-09-28 |
| FIRST SHANGHAI FUTURES LIMITED | Rep | Dealing in futures contracts | 2011-09-27 | 2011-10-31 |
| FIRST SHANGHAI SECURITIES LIMITED | Rep | Dealing in securities | 2011-09-27 | 2011-10-31 |
| CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2010-08-11 | 2011-09-17 |
| CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED | Rep | Dealing in securities | 2010-08-11 | 2011-09-17 |