Personnel Hong Kong SFC License Details (ID 77017)

Personnel Hong Kong SFC License Details (ID 77017)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Solshire International Capital Management (HK) Limited	Rep	Advising on securities	2019-03-05	2019-10-04
	Rep	Asset management	2019-03-05	2019-10-04
KGI ASIA LIMITED	Rep	Dealing in securities	2017-10-03	2019-02-26
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2014-12-29	2019-02-26
KGI ASIA LIMITED	Rep	Dealing in securities	2014-06-13	2017-10-02
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2009-06-15	2014-06-07
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-06-15	2014-06-07
OnePlatform Asset Management Limited	Rep	Advising on securities	2008-03-06	2009-05-12