Personnel Hong Kong SFC License Details (ID 77034)

Personnel Hong Kong SFC License Details (ID 77034)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CENTALINE WEALTH MANAGEMENT LIMITED	Rep	Advising on securities	2023-12-28	-
	Rep	Asset management	2023-08-28	-
ORIENTAL PATRON SECURITIES LIMITED	RO	Advising on securities	2021-01-11	2021-08-08
	Rep	Advising on securities	2020-05-04	2021-01-11
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on securities	2016-07-01	2020-04-06
	Rep	Advising on securities	2011-02-25	2016-06-30
CHINA EVERBRIGHT RESEARCH LIMITED	Rep	Advising on securities	2008-04-11	2010-09-27
RHB SECURITIES HONG KONG LIMITED	Rep	Advising on securities	2007-01-03	2008-03-15
BEA Union Investment Management Limited	Rep	Advising on securities	2004-12-16	2006-10-06
	Rep	Asset management	2004-12-16	2006-10-06
	Rep	Dealing in securities	2004-12-16	2006-10-06
CINDA INTERNATIONAL SECURITIES LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-01-17
	Rep	Advising on securities	2003-04-01	2004-01-17
	Rep	Asset management	2003-04-01	2004-01-17
	Rep	Providing automated trading services	2003-04-01	2004-01-17
	Rep	Dealing in securities	2003-04-01	2004-08-12