Personnel Hong Kong SFC License Details (ID 77045)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2009-09-28	2012-04-30
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2009-09-28	2012-04-30
PHILLIP COMMODITIES (HK) LIMITED	Rep	Dealing in futures contracts	2006-12-11	2007-06-14
PHILLIP SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2004-05-25	2007-06-14
PHILLIP CAPITAL MANAGEMENT (HK) LIMITED	Rep	Advising on securities	2004-04-16	2007-06-14
WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2004-02-09	2004-04-15