Personnel Hong Kong SFC License Details (ID 77047)

Personnel Hong Kong SFC License Details (ID 77047)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2017-02-13	2017-03-29
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2016-07-28	2017-02-12
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2005-04-29	2016-06-28
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2005-04-29	2016-06-28
Tung Shing Securities (Brokers) Limited	Rep	Dealing in securities	2005-04-08	2005-04-26
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Advising on corporate finance	-	2004-06-28
	Rep	Advising on securities	-	2004-06-28
	Rep	Asset management	-	2004-06-28
	Rep	Providing automated trading services	-	2004-06-28
	Rep	Dealing in securities	-	2004-12-01
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Advising on corporate finance	-	2004-06-28
	Rep	Advising on securities	-	2004-06-28
	Rep	Asset management	-	2004-06-28
	Rep	Providing automated trading services	-	2004-06-28
	Rep	Dealing in securities	-	2004-12-01