Yu, Anthony Sai Yin 余世賢

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FUBON SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2013-06-06	2013-08-17
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-05-06	2011-10-08
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2010-05-06	2011-10-08
NATIXIS ASIA LIMITED	Rep	Advising on securities	2007-10-27	2010-04-09
	Rep	Dealing in securities	2007-08-22	2010-04-09
HSBC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2005-04-12	2005-11-14
	Rep	Advising on corporate finance	-	2003-12-09
	Rep	Advising on securities	-	2003-12-09
	Rep	Asset management	-	2003-12-09
	Rep	Dealing in securities	-	2003-12-09
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-12-09
	Rep	Advising on securities	-	2003-12-09
	Rep	Asset management	-	2003-12-09
	Rep	Dealing in securities	-	2007-08-11
HSBC STRUCTURED FUNDS (ASIA) LIMITED	Rep	Advising on futures contracts	-	2003-12-09
	Rep	Asset management	-	2003-12-09
	Rep	Dealing in futures contracts	-	2003-12-09

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
FUBON SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2013-06-06	2013-08-17
CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2010-05-06	2011-10-08
CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED	Rep	Dealing in securities	2010-05-06	2011-10-08
NATIXIS ASIA LIMITED	Rep	Advising on securities	2007-10-27	2010-04-09
	Rep	Dealing in securities	2007-08-22	2010-04-09
HSBC SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2005-04-12	2005-11-14
	Rep	Advising on corporate finance	-	2003-12-09
	Rep	Advising on securities	-	2003-12-09
	Rep	Asset management	-	2003-12-09
	Rep	Dealing in securities	-	2003-12-09
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Advising on corporate finance	-	2003-12-09
	Rep	Advising on securities	-	2003-12-09
	Rep	Asset management	-	2003-12-09
	Rep	Dealing in securities	-	2007-08-11
HSBC STRUCTURED FUNDS (ASIA) LIMITED	Rep	Advising on futures contracts	-	2003-12-09
	Rep	Asset management	-	2003-12-09
	Rep	Dealing in futures contracts	-	2003-12-09