Personnel Hong Kong SFC License Details (ID 77052)

Personnel Hong Kong SFC License Details (ID 77052)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORPORATE BROKERS LIMITED	Rep	Dealing in securities	2017-09-20	2020-05-31
CORPORATE COMMODITIES LIMITED	Rep	Dealing in futures contracts	2017-09-20	2020-05-31
CORPORATE BROKERS LIMITED	RO	Advising on corporate finance	-	2004-02-18
	RO	Advising on securities	-	2004-02-18
	RO	Asset management	-	2004-02-18
	RO	Providing automated trading services	-	2004-02-18
	RO	Dealing in securities	-	2017-09-20
CORPORATE COMMODITIES LIMITED	RO	Advising on futures contracts	-	2004-02-18
	RO	Asset management	-	2004-02-18
	RO	Dealing in futures contracts	-	2017-09-20