Ng, Shiu Ki (SFC:AAC791) 吳兆基

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORPORATE BROKERS LIMITED	Rep	Dealing in securities	2020-12-31	-
CORPORATE COMMODITIES LIMITED	Rep	Dealing in futures contracts	2020-12-31	-
	RO	Dealing in futures contracts	2014-09-30	2020-12-31
	Rep	Dealing in futures contracts	2011-08-15	2014-09-30
CORPORATE BROKERS LIMITED	RO	Dealing in securities	2004-05-07	2020-12-31
	Rep	Advising on corporate finance	2003-04-01	2004-02-19
	Rep	Advising on securities	2003-04-01	2004-02-19
	Rep	Asset management	2003-04-01	2004-02-19
	Rep	Providing automated trading services	2003-04-01	2004-02-19
	Rep	Dealing in securities	2003-04-01	2004-05-07

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORPORATE BROKERS LIMITED	Rep	Dealing in securities	2020-12-31	-
CORPORATE COMMODITIES LIMITED	Rep	Dealing in futures contracts	2020-12-31	-
	RO	Dealing in futures contracts	2014-09-30	2020-12-31
	Rep	Dealing in futures contracts	2011-08-15	2014-09-30
CORPORATE BROKERS LIMITED	RO	Dealing in securities	2004-05-07	2020-12-31
	Rep	Advising on corporate finance	2003-04-01	2004-02-19
	Rep	Advising on securities	2003-04-01	2004-02-19
	Rep	Asset management	2003-04-01	2004-02-19
	Rep	Providing automated trading services	2003-04-01	2004-02-19
	Rep	Dealing in securities	2003-04-01	2004-05-07