Personnel Hong Kong SFC License Details (ID 77055)

Personnel Hong Kong SFC License Details (ID 77055)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORPORATE BROKERS LIMITED	RO	Dealing in securities	2007-12-07	-
CORPORATE COMMODITIES LIMITED	RO	Dealing in futures contracts	2006-01-10	-
CORPORATE BROKERS LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-19
	Rep	Advising on securities	2003-04-01	2004-02-19
	Rep	Asset management	2003-04-01	2004-02-19
	Rep	Providing automated trading services	2003-04-01	2004-02-19
	Rep	Dealing in securities	2003-04-01	2007-12-07
CORPORATE COMMODITIES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-02-18
	Rep	Asset management	2003-04-01	2004-02-18
	Rep	Dealing in futures contracts	2003-04-01	2006-01-10