Personnel Hong Kong SFC License Details (ID 77075)

Personnel Hong Kong SFC License Details (ID 77075)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORPORATE COMMODITIES LIMITED	Rep	Dealing in futures contracts	2010-02-17	-
CORPORATE BROKERS LIMITED	Rep	Dealing in securities	2010-01-21	-
RICHE BRIGHT SECURITIES LIMITED	Rep	Dealing in securities	2009-05-13	2010-01-15
CORPORATE BROKERS LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-02-19
	Rep	Advising on securities	2003-04-01	2004-02-19
	Rep	Asset management	2003-04-01	2004-02-19
	Rep	Providing automated trading services	2003-04-01	2004-02-19
	Rep	Dealing in securities	2003-04-01	2009-05-05
CORPORATE COMMODITIES LIMITED	Rep	Advising on futures contracts	2003-04-01	2004-02-18
	Rep	Asset management	2003-04-01	2004-02-18
	Rep	Dealing in futures contracts	2003-04-01	2009-05-05