Personnel Hong Kong SFC License Details (ID 77087)

Personnel Hong Kong SFC License Details (ID 77087)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI ASIA LIMITED	Rep	Dealing in securities	2018-06-04	2022-01-28
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2018-06-04	2022-01-28
CORPORATE BROKERS LIMITED	Rep	Advising on corporate finance	-	2004-02-19
	Rep	Advising on securities	-	2004-02-19
	Rep	Asset management	-	2004-02-19
	Rep	Providing automated trading services	-	2004-02-19
	Rep	Dealing in securities	-	2018-05-05
CORPORATE COMMODITIES LIMITED	Rep	Advising on futures contracts	-	2004-02-18
	Rep	Asset management	-	2004-02-18
	Rep	Dealing in futures contracts	-	2018-05-05