Personnel SFC Licences and HKMA Registrations (ID 77108)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORPORATE BROKERS LIMITED	RO	Dealing in securities	2021-01-29	-
CORPORATE COMMODITIES LIMITED	RO	Dealing in futures contracts	2020-09-23	-
	Rep	Dealing in futures contracts	2004-07-12	2020-09-23
CORPORATE BROKERS LIMITED	Rep	Dealing in securities	2004-04-22	2021-01-29

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.