| FIRST WORLDSEC SECURITIES LIMITED | Rep | Dealing in securities | 2016-05-17 | 2016-12-22 |
| KAM FAI SECURITIES CO., LIMITED | Rep | Dealing in securities | 2015-12-22 | 2016-05-16 |
| UPBEST SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2015-04-21 | 2015-08-11 |
| BOKHARY SECURITIES LIMITED | Rep | Dealing in securities | 2014-11-11 | 2015-04-17 |
| SINO-RICH SECURITIES & FUTURES LIMITED | Rep | Dealing in securities | 2014-07-10 | 2014-11-03 |
| CORPORATE BROKERS LIMITED | Rep | Dealing in securities | 2011-07-15 | 2013-06-03 |
| METRO CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-16 | 2011-06-07 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2007-11-07 | 2009-06-03 |
| TSUN CHI YUEN SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2007-10-04 | 2007-10-25 |
| HUA NAN SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2007-01-10 | 2007-09-01 |
| Beevest Securities Limited | Rep | Advising on corporate finance | - | 2004-02-05 |
| Rep | Advising on securities | - | 2004-02-05 |
| Rep | Asset management | - | 2004-02-05 |
| Rep | Dealing in securities | - | 2007-01-04 |