Personnel Hong Kong SFC License Details (ID 77116)

Personnel Hong Kong SFC License Details (ID 77116)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CORPORATE BROKERS LIMITED	RO	Dealing in securities	2019-10-14	2023-05-02
CORPORATE COMMODITIES LIMITED	RO	Dealing in futures contracts	2019-10-14	2023-05-02
CORPORATE BROKERS LIMITED	Rep	Advising on corporate finance	-	2004-02-19
	Rep	Advising on securities	-	2004-02-19
	Rep	Asset management	-	2004-02-19
	Rep	Providing automated trading services	-	2004-02-19
	Rep	Dealing in securities	-	2019-10-14
CORPORATE COMMODITIES LIMITED	Rep	Advising on futures contracts	-	2004-02-18
	Rep	Asset management	-	2004-02-18
	Rep	Dealing in futures contracts	-	2019-10-14