Personnel Hong Kong SFC License Details (ID 77128)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GAM HONG KONG LIMITED	RO	Advising on securities	2019-06-20	2025-06-30
	RO	Asset management	2019-06-12	2025-06-30
	Rep	Advising on securities	2018-12-31	2019-06-20
	Rep	Asset management	2018-12-03	2019-06-12
MCM INVESTMENT PARTNERS LIMITED (TRADING AS MCM INVESTMENT PARTNERS) (	RO	Asset management	2017-11-16	2018-09-05
Carret Private Capital Limited	RO	Asset management	2017-03-02	2017-06-16
	Rep	Asset management	2017-01-09	2017-03-02
Shangding International Asset Management Company Limited	RO	Asset management	2015-09-04	2016-07-01
	Rep	Asset management	2015-02-05	2015-09-04
MIRABAUD (ASIA) LIMITED	RO	Advising on securities	2013-11-20	2015-01-01
	RO	Dealing in securities	2013-11-20	2015-01-01
	Rep	Advising on securities	2013-05-09	2013-11-20
	Rep	Dealing in securities	2013-05-09	2013-11-20
Deltroit (Hong Kong) Limited	RO	Advising on securities	2011-05-31	2012-12-17
	RO	Asset management	2011-05-31	2012-12-17
	Rep	Advising on securities	2011-04-04	2011-05-31
	Rep	Asset management	2011-04-04	2011-05-31
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2007-08-24	2008-05-09
	Rep	Dealing in futures contracts	2007-08-24	2008-05-09
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2005-08-15	2008-05-09
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2005-08-15	2008-05-09
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2004-07-27	2005-06-27