Personnel Hong Kong SFC License Details (ID 77137)

Personnel Hong Kong SFC License Details (ID 77137)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ANGLO CHINESE CORPORATE FINANCE, LIMITED	Rep	Advising on corporate finance	2025-03-11	-
	RO	Advising on securities	2023-12-04	-
	RO	Asset management	2023-12-04	-
	Rep	Advising on securities	2023-11-20	2023-12-04
	Rep	Asset management	2023-11-20	2023-12-04
CHINA NEW ASSET MANAGEMENT LIMITED	RO	Advising on securities	2018-09-19	2023-06-27
	RO	Asset management	2018-09-19	2023-06-27
Triada Capital Limited (HK)	RO	Advising on securities	2015-06-26	2018-03-09
	RO	Asset management	2015-06-26	2018-03-09
	Rep	Advising on securities	2013-08-14	2015-06-26
	Rep	Asset management	2013-08-14	2015-06-26
Deltroit (Hong Kong) Limited	Rep	Asset management	2011-05-31	2013-02-19
	Rep	Advising on securities	2011-03-31	2013-02-19
	RO	Advising on securities	2009-07-08	2011-03-31
	RO	Asset management	2009-07-08	2011-05-31
	Rep	Advising on securities	2007-12-31	2009-07-08
	Rep	Asset management	2007-12-31	2009-07-08