Personnel Hong Kong SFC License Details (ID 77141)

Personnel Hong Kong SFC License Details (ID 77141)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QUBE RESEARCH &AMP; TECHNOLOGIES HONG KONG LIMITED	RO	Asset management	2022-07-28	-
	Rep	Asset management	2020-09-07	2022-07-28
Credit Suisse (Hong Kong) Limited	RO	Asset management	2019-05-10	2020-07-31
	Rep	Asset management	2019-01-25	2019-05-10
GSA Capital Partners (Hong Kong) Limited	RO	Asset management	2018-05-02	2018-06-05
	RO	Dealing in securities	2018-05-02	2018-06-05
PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED	Rep	Asset management	2012-09-18	2015-09-03
Credit Suisse (Hong Kong) Limited	RO	Providing automated trading services	2011-02-16	2012-07-01
	RO	Dealing in futures contracts	2011-02-16	2012-07-01
	RO	Dealing in securities	2011-02-16	2012-07-01
	Rep	Providing automated trading services	2008-11-07	2011-02-16
	Rep	Dealing in futures contracts	2008-11-07	2011-02-16
	Rep	Dealing in securities	2006-12-21	2011-02-16
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2006-12-21	2008-11-24
	Rep	Dealing in futures contracts	2006-12-21	2008-11-24