Personnel Hong Kong SFC License Details (ID 77145)

Personnel Hong Kong SFC License Details (ID 77145)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BUCEPHALUS RESEARCH PARTNERSHIP LIMITED	RO	Advising on securities	2017-03-24	2019-05-31
SF Partners Limited (HK)	RO	Advising on securities	2014-01-28	2017-05-31
Credit Suisse Securities (Hong Kong) Limited	RO	Dealing in securities	2006-03-14	2013-03-08
Credit Suisse (Hong Kong) Limited	RO	Dealing in securities	2005-06-02	2013-03-08
	Rep	Dealing in securities	2004-06-24	2005-06-02
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	-	2004-03-15
	Rep	Advising on securities	-	2004-03-15
	Rep	Asset management	-	2004-03-15
	Rep	Dealing in securities	-	2004-03-15