| QUBE RESEARCH & TECHNOLOGIES HONG KONG LIMITED | RO | Asset management | 2018-01-02 | 2021-03-31 |
| Credit Suisse (Hong Kong) Limited | RO | Asset management | 2017-01-16 | 2017-12-31 |
| Credit Suisse Securities (Hong Kong) Limited | RO | Dealing in securities | 2014-12-30 | 2017-01-16 |
| Credit Suisse (Hong Kong) Limited | RO | Providing automated trading services | 2008-11-04 | 2013-11-01 |
| RO | Dealing in futures contracts | 2008-11-04 | 2017-12-31 |
| RO | Dealing in securities | 2008-01-09 | 2017-12-31 |
| Credit Suisse Futures (Hong Kong) Limited | RO | Providing automated trading services | 2008-01-09 | 2008-11-24 |
| RO | Dealing in futures contracts | 2008-01-09 | 2008-11-24 |
| Rep | Providing automated trading services | 2005-05-06 | 2008-01-09 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2005-05-06 | 2014-12-30 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2004-01-15 | 2008-01-09 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Dealing in futures contracts | 2004-01-15 | 2008-01-09 |
| SG SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | - | 2003-11-28 |
| Rep | Advising on securities | - | 2003-11-28 |
| Rep | Asset management | - | 2003-11-28 |
| Rep | Providing automated trading services | - | 2003-11-28 |
| Rep | Dealing in securities | - | 2003-11-28 |