Personnel Hong Kong SFC License Details (ID 77149)

Personnel Hong Kong SFC License Details (ID 77149)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASIA DEBT MANAGEMENT HONG KONG LIMITED	RO	Asset management	2020-01-15	2022-10-14
Credit Suisse (Hong Kong) Limited	RO	Asset management	2016-07-19	2018-01-01
	RO	Advising on corporate finance	2013-08-07	2018-01-01
	RO	Advising on futures contracts	2013-08-07	2018-01-01
	RO	Dealing in futures contracts	2013-08-07	2018-01-01
Credit Suisse Securities (Hong Kong) Limited	RO	Advising on securities	2013-08-07	2018-01-01
	RO	Dealing in securities	2013-08-07	2018-01-01
Credit Suisse (Hong Kong) Limited	RO	Advising on securities	2010-11-16	2018-01-01
	RO	Dealing in securities	2010-11-16	2018-01-01
	Rep	Advising on securities	2010-02-23	2010-11-16
	Rep	Dealing in securities	2010-02-23	2010-11-16