Personnel Hong Kong SFC License Details (ID 77150)

Personnel Hong Kong SFC License Details (ID 77150)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2013-12-31	2015-06-28
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2013-12-31	2015-06-28
	Rep	Dealing in securities	2013-12-31	2015-06-28
Credit Suisse (Hong Kong) Limited	RO	Advising on corporate finance	2011-04-08	2013-07-01
	RO	Advising on securities	2011-04-08	2013-07-01
	RO	Dealing in securities	2011-04-08	2013-07-01
	Rep	Advising on corporate finance	2011-02-14	2011-04-08
	Rep	Advising on securities	2011-02-14	2011-04-08
	Rep	Dealing in securities	2011-02-14	2011-04-08
SG SECURITIES (HK) LIMITED	RO	Dealing in securities	2009-08-18	2010-10-01
	Rep	Dealing in securities	2007-09-14	2009-08-18
BlackRock Asset Management North Asia Limited	RO	Advising on corporate finance	2004-11-01	2007-06-06
	RO	Asset management	2003-12-16	2007-06-06
	RO	Advising on securities	-	2007-06-06