| Aletheia Analyst Network Limited | RO | Advising on securities | 2023-12-11 | - |
| Rep | Advising on securities | 2021-06-04 | 2023-12-11 |
| ALETHEIA TECHNOLOGIES LIMITED (HK) | RO | Advising on securities | 2019-01-04 | 2021-06-02 |
| Rep | Advising on securities | 2018-07-25 | 2019-01-04 |
| Credit Suisse (Hong Kong) Limited | Rep | Advising on securities | 2017-08-16 | 2018-02-16 |
| Rep | Dealing in futures contracts | 2017-08-16 | 2018-02-16 |
| Rep | Dealing in securities | 2017-08-16 | 2018-02-16 |
| RO | Dealing in futures contracts | 2016-12-09 | 2017-08-16 |
| Credit Suisse Securities (Hong Kong) Limited | RO | Advising on securities | 2013-04-10 | 2013-08-09 |
| Credit Suisse (Hong Kong) Limited | RO | Dealing in securities | 2011-11-23 | 2017-08-16 |
| Rep | Dealing in securities | 2010-11-03 | 2011-11-23 |
| Rep | Providing automated trading services | 2010-11-03 | 2013-11-01 |
| Rep | Dealing in futures contracts | 2010-11-03 | 2016-12-09 |
| RO | Advising on securities | 2005-06-02 | 2017-08-16 |
| Rep | Advising on securities | 2003-06-02 | 2005-06-02 |