Personnel Hong Kong SFC License Details (ID 77161)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	RO	Asset management	2024-06-18	-
	RO	Dealing in futures contracts	2024-06-18	-
	RO	Dealing in securities	2024-06-18	-
Credit Suisse Securities (Hong Kong) Limited	RO	Providing automated trading services	2017-04-24	2023-08-15
Credit Suisse (Hong Kong) Limited	RO	Providing automated trading services	2009-10-08	2013-11-01
	RO	Advising on futures contracts	2009-10-08	2023-08-15
	RO	Advising on securities	2009-10-08	2023-08-15
	RO	Dealing in futures contracts	2009-10-08	2023-08-15
	RO	Dealing in securities	2009-10-08	2023-08-15
Credit Suisse Securities (Hong Kong) Limited	RO	Advising on securities	2009-10-08	2023-08-15
	RO	Dealing in securities	2009-10-08	2023-08-15
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2009-06-08	2009-10-08
	Rep	Dealing in futures contracts	2009-06-08	2009-10-08
	Rep	Dealing in securities	2009-06-08	2009-10-08
UBS DERIVATIVES HONG KONG LIMITED	RO	Dealing in futures contracts	2005-05-19	2009-04-08
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2003-06-11	2009-04-08
	Rep	Advising on corporate finance	2003-04-01	2003-05-12
	Rep	Advising on securities	2003-04-01	2003-05-12
	Rep	Asset management	2003-04-01	2003-05-12
	Rep	Dealing in securities	2003-04-01	2009-04-08