Personnel Hong Kong SFC License Details (ID 77164)

Personnel Hong Kong SFC License Details (ID 77164)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	RO	Advising on futures contracts	2008-11-04	2013-07-01
	RO	Providing automated trading services	2008-11-04	2013-07-01
	RO	Dealing in futures contracts	2008-11-04	2013-07-01
	RO	Dealing in securities	2007-09-12	2013-07-01
Credit Suisse Futures (Hong Kong) Limited	RO	Providing automated trading services	2007-09-12	2008-11-24
	RO	Dealing in futures contracts	2007-09-12	2008-11-24
Credit Suisse Securities (Hong Kong) Limited	RO	Dealing in securities	2007-09-12	2013-07-01
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2007-06-01	2007-09-12
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2007-06-01	2007-09-12
	Rep	Dealing in futures contracts	2007-06-01	2007-09-12
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2007-06-01	2007-09-12