Personnel Hong Kong SFC License Details (ID 77167)

Personnel Hong Kong SFC License Details (ID 77167)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	RO	Advising on corporate finance	2016-05-24	2022-12-15
	RO	Advising on securities	2016-05-24	2022-12-15
	RO	Dealing in securities	2016-05-24	2022-12-15
	Rep	Advising on corporate finance	2016-03-07	2016-05-24
	Rep	Advising on securities	2016-03-07	2016-05-24
	Rep	Dealing in securities	2016-03-07	2016-05-24
	Rep	Dealing in futures contracts	2016-03-07	2017-06-30
	RO	Advising on corporate finance	2009-10-06	2012-06-01
	RO	Advising on securities	2009-10-06	2012-06-01
	RO	Providing automated trading services	2009-10-06	2012-06-01
	RO	Dealing in futures contracts	2009-10-06	2012-06-01
	RO	Dealing in securities	2009-10-06	2012-06-01
Credit Suisse Securities (Hong Kong) Limited	Rep	Advising on corporate finance	-	2003-06-01
	Rep	Advising on securities	-	2003-06-01
	Rep	Asset management	-	2003-06-01