| Merrill Lynch (Asia Pacific) Limited | RO | Dealing in securities | 2013-08-15 | 2018-12-19 |
| Merrill Lynch Far East Limited | RO | Providing automated trading services | 2013-08-15 | 2018-11-16 |
| RO | Dealing in futures contracts | 2013-08-15 | 2023-03-24 |
| RO | Dealing in securities | 2013-08-15 | 2023-03-24 |
| Credit Suisse Securities (Hong Kong) Limited | RO | Dealing in securities | 2010-10-19 | 2013-03-23 |
| Credit Suisse (Hong Kong) Limited | RO | Providing automated trading services | 2009-10-07 | 2013-03-23 |
| RO | Dealing in futures contracts | 2009-10-07 | 2013-03-23 |
| RO | Dealing in securities | 2009-10-07 | 2013-03-23 |
| Rep | Providing automated trading services | 2009-04-03 | 2009-10-07 |
| Rep | Dealing in futures contracts | 2009-04-03 | 2009-10-07 |
| Rep | Dealing in securities | 2009-04-03 | 2009-10-07 |