| Morgan Stanley Asia Limited | RO | Advising on futures contracts | 2020-12-23 | - |
| RO | Advising on securities | 2020-12-23 | - |
| RO | Dealing in securities | 2020-01-22 | - |
| Morgan Stanley Hong Kong Securities Limited | RO | Providing automated trading services | 2020-01-22 | - |
| RO | Dealing in futures contracts | 2020-01-22 | - |
| RO | Dealing in securities | 2020-01-22 | - |
| Rep | Providing automated trading services | 2019-07-17 | 2020-01-22 |
| Morgan Stanley Asia Limited | Rep | Dealing in securities | 2019-07-15 | 2020-01-22 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Dealing in futures contracts | 2019-07-15 | 2020-01-22 |
| Rep | Dealing in securities | 2019-07-15 | 2020-01-22 |
| Merrill Lynch (Asia Pacific) Limited | RO | Dealing in securities | 2015-09-07 | 2019-04-09 |
| Merrill Lynch Far East Limited | RO | Providing automated trading services | 2015-09-07 | 2018-11-16 |
| RO | Dealing in futures contracts | 2015-09-07 | 2019-04-09 |
| RO | Dealing in securities | 2015-09-07 | 2019-04-09 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Dealing in securities | 2014-06-23 | 2015-09-07 |
| Merrill Lynch Far East Limited | Rep | Providing automated trading services | 2014-06-23 | 2015-09-07 |
| Rep | Dealing in futures contracts | 2014-06-23 | 2015-09-07 |
| Rep | Dealing in securities | 2014-06-23 | 2015-09-07 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Providing automated trading services | 2013-08-22 | 2014-03-01 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2008-11-07 | 2013-11-01 |
| Rep | Dealing in futures contracts | 2008-11-07 | 2014-03-01 |
| Rep | Dealing in securities | 2007-07-04 | 2014-03-01 |
| Credit Suisse Futures (Hong Kong) Limited | Rep | Providing automated trading services | 2007-07-04 | 2008-11-24 |
| Rep | Dealing in futures contracts | 2007-07-04 | 2008-11-24 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Dealing in securities | 2007-07-04 | 2014-03-01 |