Personnel Hong Kong SFC License Details (ID 77194)

Personnel Hong Kong SFC License Details (ID 77194)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Direxion Asia Limited	Rep	Advising on securities	2019-08-21	2019-09-30
	Rep	Dealing in securities	2019-08-21	2019-09-30
	RO	Advising on securities	2013-06-13	2019-08-21
	RO	Dealing in securities	2013-06-13	2019-08-21
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2008-11-07	2012-09-15
	Rep	Dealing in futures contracts	2008-11-07	2012-09-15
Credit Suisse Futures (Hong Kong) Limited	Rep	Providing automated trading services	2005-04-14	2008-11-24
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2004-02-18	2012-09-15
Credit Suisse Futures (Hong Kong) Limited	Rep	Dealing in futures contracts	2004-02-18	2008-11-24
UBS DERIVATIVES HONG KONG LIMITED	Rep	Dealing in futures contracts	2003-09-29	2003-12-10
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2003-09-29	2003-12-10
	Rep	Dealing in securities	2003-09-29	2003-12-10
UBS SECURITIES HONG KONG LIMITED	Rep	Dealing in securities	2003-09-29	2003-12-10