Personnel Hong Kong SFC License Details (ID 77202)

Personnel Hong Kong SFC License Details (ID 77202)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aletheia Analyst Network Limited	Rep	Advising on securities	2021-06-04	-
ALETHEIA TECHNOLOGIES LIMITED (HK)	Rep	Advising on securities	2020-05-19	2021-06-02
Credit Suisse (Hong Kong) Limited	RO	Advising on securities	2014-07-17	2020-02-07
	Rep	Advising on securities	2004-06-01	2014-07-17
UBS SECURITIES ASIA LIMITED	Rep	Advising on corporate finance	2003-04-01	2004-04-29
	Rep	Advising on securities	2003-04-01	2004-04-29
	Rep	Asset management	2003-04-01	2004-04-29
	Rep	Dealing in securities	2003-04-01	2004-04-29