Personnel Hong Kong SFC License Details (ID 77207)

Personnel Hong Kong SFC License Details (ID 77207)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Goldman Sachs Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2026-09-23	-
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2026-03-26	2026-09-01
	Rep	Dealing in securities	2026-03-26	2026-09-01
AXA Investment Managers Asia Limited	Rep	Advising on securities	2024-04-29	2026-09-01
	Rep	Dealing in securities	2024-04-29	2026-09-01
BNY Mellon Investment Management Hong Kong Limited	Rep	Advising on securities	2014-01-16	2015-08-01
	Rep	Dealing in securities	2014-01-16	2015-08-01
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2009-04-23	2013-11-30
	Rep	Dealing in securities	2009-04-23	2013-11-30
Aberdeen International Investment Management Limited	Rep	Advising on securities	2008-05-14	2009-04-30
	Rep	Dealing in securities	2008-04-14	2009-04-30
FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED	Rep	Asset management	2006-07-27	2008-03-14
	Rep	Dealing in securities	2006-06-01	2008-03-14
DWS Investments Hong Kong Limited	Rep	Advising on securities	2004-04-21	2006-04-22
	Rep	Dealing in securities	2004-04-21	2006-04-22
PEGASUS FUND MANAGERS LIMITED	Rep	Advising on securities	2003-04-01	2004-03-02
	Rep	Asset management	2003-04-01	2004-03-02