Personnel Hong Kong SFC License Details (ID 77213)

Personnel Hong Kong SFC License Details (ID 77213)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
AL CAPITAL ASSET MANAGEMENT LIMITED	RO	Dealing in securities	2025-03-13	-
	RO	Advising on securities	2024-10-18	-
	RO	Asset management	2024-10-18	-
Masan Capital Limited	Rep	Advising on securities	2021-04-28	2024-06-30
	Rep	Asset management	2021-04-28	2024-06-30
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2011-06-27	2012-10-31
	Rep	Advising on securities	2011-06-27	2012-10-31
	Rep	Dealing in securities	2011-06-27	2012-10-31
BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED	Rep	Advising on corporate finance	2006-06-05	2007-05-30