Webb-site Legacy

Chen, Chieh 陳潔

SFC ID:APJ683

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2014-09-17	2021-08-11
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2014-09-17	2021-08-11
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2012-07-26	2014-06-20
	Rep	Dealing in futures contracts	2012-07-26	2014-06-20
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2011-09-06	2011-12-17
Coventry Capital HK Limited	Rep	Dealing in securities	2010-06-11	2011-07-29
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on securities	2007-08-13	2009-07-28
	Rep	Dealing in securities	2007-08-13	2009-07-28