| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2016-12-19 | 2022-04-29 |
| Rep | Dealing in securities | 2016-12-19 | 2022-04-29 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-06-19 | 2016-12-18 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2015-06-19 | 2022-04-29 |
| Rep | Dealing in securities | 2015-06-19 | 2022-04-29 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-06-19 | 2016-12-18 |
| CITIC Securities Brokerage (HK) Limited | Rep | Dealing in securities | 2013-03-06 | 2015-05-14 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2013-03-06 | 2015-05-14 |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in securities | 2007-07-30 | 2012-05-17 |