Webb-site Legacy

Chen, Qun (SFC:AHU697) 陳群

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Advising on securities	2017-08-25	-
	Rep	Dealing in securities	2017-08-25	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2004-11-11	2017-05-20
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2003-04-01	2004-10-26
	Rep	Advising on securities	2003-04-01	2004-10-26
	Rep	Asset management	2003-04-01	2004-10-26
	Rep	Providing automated trading services	2003-04-01	2004-10-26
	Rep	Dealing in securities	2003-04-01	2004-10-26

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.