Personnel Hong Kong SFC License Details (ID 77237)

Personnel Hong Kong SFC License Details (ID 77237)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
MBK Partners HK Limited	RO	Advising on securities	2018-11-29	-
	RO	Dealing in securities	2018-11-29	-
Taconic Capital Advisors (Hong Kong) Limited	RO	Asset management	2017-09-18	2018-02-07
	Rep	Asset management	2012-06-19	2017-09-18
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2011-04-19	2012-04-06
	Rep	Dealing in futures contracts	2011-04-19	2012-04-06
	Rep	Dealing in securities	2009-11-18	2012-04-06
SFGHK Limited	Rep	Dealing in securities	2009-06-01	2009-10-01
Strategic Value Partners Hong Kong Limited	Rep	Asset management	2008-08-14	2008-12-02
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2007-02-01	2008-07-11
	Rep	Advising on securities	2007-02-01	2008-07-11
	Rep	Dealing in securities	2007-02-01	2008-07-11