Personnel Hong Kong SFC License Details (ID 77241)

Personnel Hong Kong SFC License Details (ID 77241)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Axis Capital Management Limited	Rep	Advising on securities	2019-05-24	2020-04-24
	Rep	Asset management	2019-05-24	2020-04-24
Standard Chartered Securities (Hong Kong) Limited	Rep	Advising on corporate finance	2013-07-02	2015-01-08
	Rep	Advising on securities	2013-07-02	2015-01-08
	Rep	Dealing in securities	2013-07-02	2015-01-08
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2011-06-08	2012-10-31
	Rep	Advising on securities	2011-06-08	2012-10-31
	Rep	Dealing in securities	2011-06-08	2012-10-31