Personnel Hong Kong SFC License Details (ID 77242)

Personnel Hong Kong SFC License Details (ID 77242)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Advising on corporate finance	2012-05-23	-
	Rep	Dealing in securities	2012-05-23	-
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2007-08-22	2011-12-20
	Rep	Advising on securities	2007-08-22	2011-12-20
	Rep	Dealing in securities	2007-08-22	2011-12-20
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2007-02-07	2007-05-01
	Rep	Advising on securities	2007-02-07	2007-05-01
	Rep	Dealing in securities	2007-02-07	2007-05-01
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2007-02-07	2007-05-01
	Rep	Advising on securities	2007-02-07	2007-05-01
	Rep	Dealing in securities	2007-02-07	2007-05-01