| Credit Suisse Securities (Hong Kong) Limited | Rep | Providing automated trading services | 2013-08-22 | 2023-08-03 |
| Rep | Dealing in securities | 2010-08-27 | 2023-08-03 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2010-04-15 | 2013-11-01 |
| Rep | Dealing in futures contracts | 2010-04-15 | 2023-08-03 |
| Rep | Dealing in securities | 2010-04-15 | 2023-08-03 |
| NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2008-11-07 | 2010-02-26 |
| Rep | Dealing in securities | 2008-11-07 | 2010-02-26 |
| LEHMAN BROTHERS ASIA LIMITED | Rep | Dealing in futures contracts | 2008-08-29 | 2008-09-29 |
| Rep | Dealing in securities | 2008-08-29 | 2008-09-29 |
| LEHMAN BROTHERS FUTURES ASIA LIMITED | Rep | Dealing in futures contracts | 2008-08-29 | 2008-09-29 |
| LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2008-08-29 | 2008-09-29 |