Personnel Hong Kong SFC License Details (ID 77253)

Personnel Hong Kong SFC License Details (ID 77253)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC SECURITIES BROKERS (ASIA) LIMITED	Rep	Dealing in securities	2023-09-28	-
Credit Suisse (Hong Kong) Limited	RO	Advising on securities	2023-01-11	2023-06-30
	RO	Dealing in futures contracts	2023-01-11	2023-06-30
	RO	Dealing in securities	2023-01-11	2023-06-30
Credit Suisse Securities (Hong Kong) Limited	RO	Advising on securities	2023-01-11	2023-06-30
	RO	Providing automated trading services	2023-01-11	2023-06-30
	RO	Dealing in securities	2023-01-11	2023-06-30
	Rep	Providing automated trading services	2013-08-22	2023-01-11
Credit Suisse (Hong Kong) Limited	Rep	Providing automated trading services	2011-08-18	2013-11-01
	Rep	Dealing in futures contracts	2011-08-18	2023-01-11
	Rep	Dealing in securities	2011-08-18	2023-01-11
Credit Suisse Securities (Hong Kong) Limited	Rep	Dealing in securities	2011-08-18	2023-01-11