Personnel Hong Kong SFC License Details (ID 77256)

Personnel Hong Kong SFC License Details (ID 77256)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Segantii Capital Management Limited	Rep	Asset management	2024-03-04	2024-05-31
MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED	Rep	Asset management	2020-09-29	2023-09-07
ELLIOTT ADVISORS (HK) LIMITED	RO	Advising on futures contracts	2019-09-02	2020-08-13
	RO	Advising on securities	2019-09-02	2020-08-13
	RO	Asset management	2019-09-02	2020-08-13
	Rep	Asset management	2012-04-11	2019-09-02
Credit Suisse (Hong Kong) Limited	Rep	Dealing in securities	2009-11-04	2012-03-01
	Rep	Advising on corporate finance	2009-10-07	2012-03-01
	Rep	Advising on securities	2009-10-07	2012-03-01
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Advising on corporate finance	2008-10-13	2009-08-27
	Rep	Advising on securities	2008-10-13	2009-08-27
LEHMAN BROTHERS ASIA LIMITED	Rep	Advising on corporate finance	2008-08-01	2008-09-29
	Rep	Advising on securities	2008-08-01	2008-09-29