| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| North Rock Capital Management (HK) Limited | RO | Dealing in futures contracts | 2024-11-01 | - |
| RO | Dealing in securities | 2023-07-20 | - | |
| RO | Asset management | 2023-01-18 | - | |
| Credit Suisse (Hong Kong) Limited | Rep | Dealing in futures contracts | 2013-07-09 | 2022-04-29 |
| Rep | Dealing in securities | 2007-10-24 | 2022-04-29 | |
| GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2007-08-06 | 2007-08-06 |
No HKMA registrations in the collected records.