Personnel Hong Kong SFC License Details (ID 77270)

Personnel Hong Kong SFC License Details (ID 77270)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Credit Suisse (Hong Kong) Limited	RO	Providing automated trading services	2012-02-02	2013-11-01
	RO	Dealing in futures contracts	2012-02-02	2013-11-23
	RO	Dealing in securities	2012-02-02	2013-11-23
	Rep	Providing automated trading services	2009-10-14	2012-02-02
	Rep	Dealing in futures contracts	2009-10-14	2012-02-02
	Rep	Dealing in securities	2009-10-14	2012-02-02
Morgan Stanley Hong Kong Futures Limited	Rep	Dealing in futures contracts	2007-08-29	2009-06-25
Morgan Stanley Asia Limited	Rep	Advising on securities	2003-05-05	2009-06-25
	Rep	Dealing in securities	2003-05-05	2009-06-25