Personnel Hong Kong SFC License Details (ID 77273)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UBS SECURITIES HONG KONG LIMITED	Rep	Advising on corporate finance	2023-11-29	-
Credit Suisse (Hong Kong) Limited	RO	Advising on corporate finance	2016-08-03	2023-11-26
	RO	Advising on securities	2016-08-03	2023-11-26
	RO	Dealing in securities	2016-08-03	2023-11-26
	Rep	Advising on corporate finance	2011-08-11	2016-08-03
	Rep	Advising on securities	2011-08-11	2016-08-03
	Rep	Dealing in securities	2011-08-11	2016-08-03