Personnel Hong Kong SFC License Details (ID 77274)

Personnel Hong Kong SFC License Details (ID 77274)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Merrill Lynch (Asia Pacific) Limited	Rep	Advising on corporate finance	2013-06-17	2017-04-01
	Rep	Advising on securities	2013-06-17	2017-04-01
	Rep	Dealing in securities	2013-06-17	2017-04-01
Merrill Lynch Far East Limited	Rep	Advising on corporate finance	2013-06-17	2017-04-01
	Rep	Advising on securities	2013-06-17	2017-04-01
	Rep	Dealing in securities	2013-06-17	2017-04-01
Credit Suisse (Hong Kong) Limited	Rep	Advising on corporate finance	2010-12-24	2012-07-10
	Rep	Advising on securities	2010-12-24	2013-03-19
	Rep	Dealing in securities	2010-09-22	2013-03-19
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2008-07-30	2010-06-11