Personnel Hong Kong SFC License Details (ID 77281)

Personnel Hong Kong SFC License Details (ID 77281)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
NOMURA INTERNATIONAL (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2019-01-16	2022-11-30
	Rep	Dealing in securities	2019-01-16	2022-11-30
Credit Suisse (Hong Kong) Limited	Rep	Advising on futures contracts	2018-01-16	2018-08-29
	Rep	Advising on securities	2018-01-16	2018-08-29
	Rep	Dealing in futures contracts	2013-01-07	2018-08-29
	Rep	Dealing in securities	2010-02-02	2018-08-29
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2007-08-23	2009-05-12
	Rep	Dealing in securities	2007-08-23	2009-05-12
Merrill Lynch (Asia Pacific) Limited	Rep	Dealing in securities	2006-04-12	2006-04-21