| Virtu ITG Hong Kong Limited | RO | Providing automated trading services | 2022-02-23 | 2022-09-16 |
| RO | Dealing in securities | 2022-02-23 | 2022-09-16 |
| Rep | Providing automated trading services | 2021-01-14 | 2022-02-23 |
| Rep | Dealing in securities | 2021-01-14 | 2022-02-23 |
| Credit Suisse Securities (Hong Kong) Limited | Rep | Providing automated trading services | 2013-08-22 | 2020-09-01 |
| Rep | Dealing in securities | 2010-10-11 | 2020-09-01 |
| Credit Suisse (Hong Kong) Limited | Rep | Providing automated trading services | 2009-07-31 | 2013-11-01 |
| Rep | Dealing in futures contracts | 2009-07-31 | 2020-09-01 |
| Rep | Dealing in securities | 2009-07-31 | 2020-09-01 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-01-12 | 2009-06-13 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2006-11-01 | 2009-06-13 |
| Rep | Dealing in securities | 2006-11-01 | 2009-06-13 |