| RICHE BRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2025-10-28 | - |
| Rep | Dealing in securities | 2025-10-28 | - |
| RO | Asset management | 2025-07-28 | - |
| Yan Yun Family Office (HK) Limited | Rep | Advising on securities | 2024-08-05 | 2025-06-30 |
| Rep | Asset management | 2024-08-05 | 2025-06-30 |
| RO | Advising on securities | 2023-01-04 | 2024-08-05 |
| RO | Asset management | 2023-01-04 | 2024-08-05 |
| Rep | Advising on securities | 2022-09-16 | 2023-01-04 |
| Rep | Asset management | 2022-09-16 | 2023-01-04 |
| Avenue Family Office Limited | Rep | Advising on securities | 2021-05-18 | 2022-06-05 |
| Rep | Asset management | 2021-05-18 | 2022-06-05 |
| Rep | Dealing in securities | 2021-05-18 | 2022-06-05 |
| AVENUE INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2021-05-18 | 2022-07-15 |
| Rep | Asset management | 2021-05-18 | 2022-07-15 |
| Rep | Dealing in securities | 2021-05-18 | 2022-07-15 |
| Zerobridge Partners Advisory Limited | RO | Advising on securities | 2019-05-29 | 2021-05-11 |
| RO | Dealing in securities | 2019-05-29 | 2021-05-11 |
| Venture Smart Asia Limited | Rep | Advising on securities | 2018-11-29 | 2019-05-29 |
| Rep | Dealing in securities | 2018-11-29 | 2019-05-29 |
| China Renaissance Securities (Hong Kong) Limited | Rep | Advising on corporate finance | 2015-07-30 | 2018-11-01 |
| Rep | Advising on securities | 2015-07-30 | 2018-11-01 |
| Rep | Dealing in securities | 2015-07-30 | 2018-11-01 |
| VTB Capital Hong Kong Limited | RO | Advising on securities | 2014-12-01 | 2015-05-25 |
| RO | Dealing in securities | 2014-04-25 | 2015-05-25 |
| RO | Advising on corporate finance | 2013-11-11 | 2015-05-25 |
| Rep | Dealing in securities | 2013-07-12 | 2014-04-25 |
| Rep | Advising on securities | 2013-07-12 | 2014-12-01 |
| Credit Suisse (Hong Kong) Limited | Rep | Advising on corporate finance | 2011-02-28 | 2012-07-10 |
| Rep | Advising on securities | 2011-02-28 | 2013-05-01 |
| Rep | Dealing in securities | 2011-02-28 | 2013-05-01 |
| RO | Advising on securities | 2010-11-30 | 2011-02-28 |
| RO | Advising on corporate finance | 2009-02-18 | 2011-02-28 |
| RO | Dealing in securities | 2009-02-18 | 2011-02-28 |
| Rep | Advising on corporate finance | 2006-08-01 | 2009-02-18 |
| Rep | Dealing in securities | 2006-08-01 | 2009-02-18 |
| Rep | Advising on securities | 2006-08-01 | 2010-11-30 |
| Citigroup Global Markets Asia Limited | Rep | Asset management | 2003-04-01 | 2005-01-28 |
| Rep | Advising on securities | 2003-04-01 | 2005-03-21 |
| Rep | Providing automated trading services | 2003-04-01 | 2005-03-21 |
| Rep | Advising on corporate finance | 2003-04-01 | 2006-06-19 |
| Rep | Dealing in securities | 2003-04-01 | 2006-06-19 |